Our Fiduciary Duty

As Independent Investment Advisor Representatives, we are held to a strict fiduciary standard meaning we are required by law to act in the best interest of our clients at all times.  The fiduciary standard is the  highest standard of accountability in the financial services industry.  We choose to work as Investment Advisor Representatives because their licensing and restrictions benefit and protect you, the investor.

We have a fiduciary responsibility to our clients. We benefit when you benefit, and our firm is committed to your priorities being our priorities. 

Registered Investment Advisors and Investment Advisor Representatives act as fiduciaries for all of our investment management clients. We have an obligation to act in the best interests of our clients and to make full disclosure of any conflicts of interests, if any exist. Please refer to our firm brochure, the ADV 2A item 4, for additional information.